Restrictions on the Authority of the Several States
New York Packet Friday, January 25, 1788 [James Madison]
To the People of the State of New York:
A fifth class of
provisions in favor of the federal authority consists of the following
restrictions on the authority of the several States:
1. "No State shall enter into any treaty, alliance,
or confederation; grant letters of marque and reprisal; coin money; emit bills
of credit; make any thing but gold and silver a legal tender in payment of
debts; pass any bill of attainder, ex post facto law, or law impairing
the obligation of contracts; or grant any title of nobility."
The prohibition against treaties, alliances, and
confederations makes a part of the existing articles of Union; and for reasons
which need no explanation, is copied into the new Constitution. The prohibition
of letters of marque is another part of the old system, but is somewhat extended
in the new. According to the former, letters of marque could be granted by the
States after a declaration of war; according to the latter, these licenses must
be obtained, as well during war as previous to its declaration, from the
government of the United States. This alteration is fully justified by the
advantage of uniformity in all points which relate to foreign powers; and of
immediate responsibility to the nation in all those for whose conduct the nation
itself is to be responsible.
The right of coining money, which is here taken from the
States, was left in their hands by the Confederation, as a concurrent right with
that of Congress, under an exception in favor of the exclusive right of Congress
to regulate the alloy and value. In this instance, also, the new provision is an
improvement on the old. Whilst the alloy and value depended on the general
authority, a right of coinage in the particular States could have no other
effect than to multiply expensive mints and diversify the forms and weights of
the circulating pieces. The latter inconveniency defeats one purpose for which
the power was originally submitted to the federal head; and as far as the former
might prevent an inconvenient remittance of gold and silver to the central mint
for recoinage, the end can be as well attained by local mints established under
the general authority.
The extension of the prohibition to bills of credit must
give pleasure to every citizen, in proportion to his love of justice and his
knowledge of the true springs of public prosperity. The loss which America has
sustained since the peace, from the pestilent effects of paper money on the
necessary confidence between man and man, on the necessary confidence in the
public councils, on the industry and morals of the people, and on the character
of republican government, constitutes an enormous debt against the States
chargeable with this unadvised measure, which must long remain unsatisfied; or
rather an accumulation of guilt, which can be expiated no otherwise than by a
voluntary sacrifice on the altar of justice, of the power which has been the
instrument of it. In addition to these persuasive considerations, it may be
observed, that the same reasons which show the necessity of denying to the
States the power of regulating coin, prove with equal force that they ought not
to be at liberty to substitute a paper medium in the place of coin. Had every
State a right to regulate the value of its coin, there might be as many
different currencies as States, and thus the intercourse among them would be
impeded; retrospective alterations in its value might be made, and thus the
citizens of other States be injured, and animosities be kindled among the States
themselves. The subjects of foreign powers might suffer from the same cause, and
hence the Union be discredited and embroiled by the indiscretion of a single
member. No one of these mischiefs is less incident to a power in the States to
emit paper money, than to coin gold or silver. The power to make any thing but
gold and silver a tender in payment of debts, is withdrawn from the States, on
the same principle with that of issuing a paper currency.
Bills of attainder, ex post facto laws, and laws
impairing the obligation of contracts, are contrary to the first principles of
the social compact, and to every principle of sound legislation. The two former
are expressly prohibited by the declarations prefixed to some of the State
constitutions, and all of them are prohibited by the spirit and scope of these
fundamental charters. Our own experience has taught us, nevertheless, that
additional fences against these dangers ought not to be omitted. Very properly,
therefore, have the convention added this constitutional bulwark in favor of
personal security and private rights; and I am much deceived if they have not,
in so doing, as faithfully consulted the genuine sentiments as the undoubted
interests of their constituents. The sober people of America are weary of the
fluctuating policy which has directed the public councils. They have seen with
regret and indignation that sudden changes and legislative interferences, in
cases affecting personal rights, become jobs in the hands of enterprising and
influential speculators, and snares to the more-industrious and lessinformed
part of the community. They have seen, too, that one legislative interference is
but the first link of a long chain of repetitions, every subsequent interference
being naturally produced by the effects of the preceding. They very rightly
infer, therefore, that some thorough reform is wanting, which will banish
speculations on public measures, inspire a general prudence and industry, and
give a regular course to the business of society. The prohibition with respect
to titles of nobility is copied from the articles of Confederation and needs no
comment.
2. "No State shall, without the consent of the
Congress, lay any imposts or duties on imports or exports, except what may be
absolutely necessary for executing its inspection laws, and the net produce of
all duties and imposts laid by any State on imports or exports, shall be for the
use of the treasury of the United States; and all such laws shall be subject to
the revision and control of the Congress. No State shall, without the consent of
Congress, lay any duty on tonnage, keep troops or ships of war in time of peace,
enter into any agreement or compact with another State, or with a foreign power,
or engage in war unless actually invaded, or in such imminent danger as will not
admit of delay."
The restraint on the power of the States over imports and
exports is enforced by all the arguments which prove the necessity of submitting
the regulation of trade to the federal councils. It is needless, therefore, to
remark further on this head, than that the manner in which the restraint is
qualified seems well calculated at once to secure to the States a reasonable
discretion in providing for the conveniency of their imports and exports, and to
the United States a reasonable check against the abuse of this discretion. The
remaining particulars of this clause fall within reasonings which are either so
obvious, or have been so fully developed, that they may be passed over without
remark.
The sixth and last class consists of the several
powers and provisions by which efficacy is given to all the rest.
1. Of these the first is, the "power to make all
laws which shall be necessary and proper for carrying into execution the
foregoing powers, and all other powers vested by this Constitution in the
government of the United States, or in any department or officer thereof."
Few parts of the Constitution have been assailed with
more intemperance than this; yet on a fair investigation of it, no part can
appear more completely invulnerable. Without the substance of this
power, the whole Constitution would be a dead letter. Those who object to the
article, therefore, as a part of the Constitution, can only mean that the form
of the provision is improper. But have they considered whether a better form
could have been substituted?
There are four other possible methods which the
Constitution might have taken on this subject. They might have copied the second
article of the existing Confederation, which would have prohibited the exercise
of any power not
expressly delegated; they might have attempted a positive enumeration of
the powers comprehended under the general terms "necessary and proper";
they might have attempted a negative enumeration of them, by specifying the
powers excepted from the general definition; they might have been altogether
silent on the subject, leaving these necessary and proper powers to construction
and inference.
Had the convention taken the first method of adopting the
second article of Confederation, it is evident that the new Congress would be
continually exposed, as their predecessors have been, to the alternative of
construing the term "expressly" with so much rigor, as to
disarm the government of all real authority whatever, or with so much latitude
as to destroy altogether the force of the restriction. It would be easy to show,
if it were necessary, that no important power, delegated by the articles of
Confederation, has been or can be executed by Congress, without recurring more
or less to the doctrine of construction or
implication. As the powers delegated under the new system are more
extensive, the government which is to administer it would find itself still more
distressed with the alternative of betraying the public interests by doing
nothing, or of violating the Constitution by exercising powers indispensably
necessary and proper, but, at the same time, not expressly granted.
Had the convention attempted a positive enumeration of
the powers necessary and proper for carrying their other powers into effect, the
attempt would have involved a complete digest of laws on every subject to which
the Constitution relates; accommodated too, not only to the existing state of
things, but to all the possible changes which futurity may produce; for in every
new application of a general power, the particular powers, which are the
means of attaining the
object of the general power, must always necessarily vary with that
object, and be often properly varied whilst the object remains the same.
Had they attempted to enumerate the particular powers or
means not necessary or proper for carrying the general powers into execution,
the task would have been no less chimerical; and would have been liable to this
further objection, that every defect in the enumeration would have been
equivalent to a positive grant of authority. If, to avoid this consequence, they
had attempted a partial enumeration of the exceptions, and described the residue
by the general terms,
not necessary or proper, it must have happened that the enumeration
would comprehend a few of the excepted powers only; that these would be such as
would be least likely to be assumed or tolerated, because the enumeration would
of course select such as would be least necessary or proper; and that the
unnecessary and improper powers included in the residuum, would be less forcibly
excepted, than if no partial enumeration had been made.
Had the Constitution been silent on this head, there can
be no doubt that all the particular powers requisite as means of executing the
general powers would have resulted to the government, by unavoidable
implication. No axiom is more clearly established in law, or in reason, than
that wherever the end is required, the means are authorized; wherever a general
power to do a thing is given, every particular power necessary for doing it is
included. Had this last method, therefore, been pursued by the convention, every
objection now urged against their plan would remain in all its plausibility; and
the real inconveniency would be incurred of not removing a pretext which may be
seized on critical occasions for drawing into question the essential powers of
the Union.
If it be asked what is to be the consequence, in case the
Congress shall misconstrue this part of the Constitution, and exercise powers
not warranted by its true meaning, I answer, the same as if they should
misconstrue or enlarge any other power vested in them; as if the general power
had been reduced to particulars, and any one of these were to be violated; the
same, in short, as if the State legislatures should violate the irrespective
constitutional authorities. In the first instance, the success of the usurpation
will depend on the executive and judiciary departments, which are to expound and
give effect to the legislative acts; and in the last resort a remedy must be
obtained from the people who can, by the election of more faithful
representatives, annul the acts of the usurpers. The truth is, that this
ultimate redress may be more confided in against unconstitutional acts of the
federal than of the State legislatures, for this plain reason, that as every
such act of the former will be an invasion of the rights of the latter, these
will be ever ready to mark the innovation, to sound the alarm to the people, and
to exert their local influence in effecting a change of federal representatives.
There being no such intermediate body between the State legislatures and the
people interested in watching the conduct of the former, violations of the State
constitutions are more likely to remain unnoticed and unredressed.
2. "This Constitution and the laws of the United
States which shall be made in pursuance thereof, and all treaties made, or which
shall be made, under the authority of the United States, shall be the supreme
law of the land, and the judges in every State shall be bound thereby, any thing
in the constitution or laws of any State to the contrary notwithstanding."
The indiscreet zeal of the adversaries to the
Constitution has betrayed them into an attack on this part of it also, without
which it would have been evidently and radically defective. To be fully sensible
of this, we need only suppose for a moment that the supremacy of the State
constitutions had been left complete by a saving clause in their favor.
In the first place, as these constitutions invest the
State legislatures with absolute sovereignty, in all cases not excepted by the
existing articles of Confederation, all the authorities contained in the
proposed Constitution, so far as they exceed those enumerated in the
Confederation, would have been annulled, and the new Congress would have been
reduced to the same impotent condition with their predecessors.
In the next place, as the constitutions of some of the
States do not even expressly and fully recognize the existing powers of the
Confederacy, an express saving of the supremacy of the former would, in such
States, have brought into question every power contained in the proposed
Constitution.
In the third place, as the constitutions of the States
differ much from each other, it might happen that a treaty or national law, of
great and equal importance to the States, would interfere with some and not with
other constitutions, and would consequently be valid in some of the States, at
the same time that it would have no effect in others.
In fine, the world would have seen, for the first time, a
system of government founded on an inversion of the fundamental principles of
all government; it would have seen the authority of the whole society every
where subordinate to the authority of the parts; it would have seen a monster,
in which the head was under the direction of the members.
3. "The Senators and Representatives, and the
members of the several State legislatures, and all executive and judicial
officers, both of the United States and the several States, shall be bound by
oath or affirmation to support this Constitution."
It has been asked why it was thought necessary, that the
State magistracy should be bound to support the federal Constitution, and
unnecessary that a like oath should be imposed on the officers of the United
States, in favor of the State constitutions.
Several reasons might be assigned for the distinction. I
content myself with one, which is obvious and conclusive. The members of the
federal government will have no agency in carrying the State constitutions into
effect. The members and officers of the State governments, on the contrary, will
have an essential agency in giving effect to the federal Constitution. The
election of the President and Senate will depend, in all cases, on the
legislatures of the several States. And the election of the House of
Representatives will equally depend on the same authority in the first instance;
and will, probably, forever be conducted by the officers, and according to the
laws, of the States.
4. Among the provisions for giving efficacy to the
federal powers might be added those which belong to the executive and judiciary
departments: but as these are reserved for particular examination in another
place, I pass them over in this.
We have now reviewed, in detail, all the articles
composing the sum or quantity of power delegated by the proposed Constitution to
the federal government, and are brought to this undeniable conclusion, that no
part of the power is unnecessary or improper for accomplishing the necessary
objects of the Union. The question, therefore, whether this amount of power
shall be granted or not, resolves itself into another question, whether or not a
government commensurate to the exigencies of the Union shall be established; or,
in other words, whether the Union itself shall be preserved.
PUBLIUS
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